Carlton Huxley Communications
The following is a timeline of the communications initiated by Carlton Huxley.
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September 20, 2011 - Letter and FAX to Nancy Gegenheimer at the SEC regarding Pino Assets.
September 27, 2011 - Letter and FAX to Isaac Montal at the DTC regarding the law on global lock.
September 28, 2011 - eMail and FAX to Isaac Montal at the DTC regarding the validity of a broker's statement about a global lock.
September 28, 2011 - Letter and FAX to Anthony Carlisle at the DTC regarding transfer agent changes and forged certificates.
September 28, 2011 - Letter and FAX to Nancy Gegenheimer at the SEC regarding the validity of a broker's statement about a global lock.
September 28, 2011 - Letter and FAX to R. Nurse at the DTC regarding the action taken upon notification of the forged share certificates.
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October 3, 2011 - eMail and FAX to Isaac Montal at the DTC following up on the previous communication regarding the validity of a broker's statement about a global lock.
October 3, 2011 - Letter and FAX to Nancy Gegenheimer at the SEC following up on the previous communication regarding the validity of a broker's statement about a global lock.
October 5, 2011 - eMail and FAX to Anthony Carlisle at the DTC, follow-up on previous communications.
October 5, 2011 - eMail and FAX to Isaac Montal at the DTC, follow-up on previous communications.
October 5, 2011 - eMail and FAX to Nancy Gegenheimer at the SEC, follow-up on previous communications.
October 5, 2011 - eMail and FAX to R. Nurse at the DTC, follow-up on previous communications.
October 5, 2011 - Letter to shareholders from CEO Thomas Megas regarding the hiring of Carlton Huxley.
October 6, 2011 - FAX to David Carey at FINRA regarding the recent arbitration decision.
October 7, 2011 - eMail and FAX to David Carey at FINRA, follow-up on previous communication.
October 7, 2011 - eMail to Sterne Agee regarding forged share certificates.
October 7, 2011 - Letter and FAX to the FBI regarding Thomas Megas contacting them in 2005 regarding Sterne Agee.
October 7, 2011 - eMail to Hollace Steel at FINRA regarding the arbitration proceeding.
October 13, 2011 - eMail and FAX to Isaac Montal at the DTC, follow-up on previous communications.
October 26, 2011 - Letter to Courtney Eberhart at ETrade regarding the removal of shares from shareholder accounts.
October 26, 2011 - eMail from Terri Reicher, Associate General Counsel FINRA regarding the arbitration proceeding.
October 27, 2011 - eMail to Terri Reicher, Associate General Counsel FINRA, follow-up regarding the arbitration proceeding.
October 27, 2011 - eMail from Terri Reicher, Associate General Counsel FINRA follow-up regarding the arbitration proceeding.
October 27, 2011 - eMail and FAX to Isaac Montal at the DTC, follow-up on previous communications.
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November 1, 2011 - eMail and FAX to Murphy & Anderson, P.A., attorneys for Scottrade.
November 1, 2011 - eMail to Terri Reicher, Associate General Counsel FINRA, follow-up regarding the arbitration proceeding.
November 7, 2011 - eMail and FAX to Nancy Gegenheimer at the SEC regarding the shareholders and brokerage stock IOUs.
November 11, 2011 - eMail and FAX to Isaac Montal at the DTC regarding the return of shares due to loss of DTC eligibility.
November 14, 2011 - eMail and FAX to Charles Schwab regarding post-global lock trading.
November 14, 2011 - eMail to TD Waterhouse regarding TDW asserting there is no transfer agent.
November 14, 2011 - eMail to TD Ameritrade regarding post-global lock trading.
November 14, 2011 - Letter to ETrade regarding post-global lock trading.
November 15, 2011 - eMail to TD Ameritrade, follow-up on October 26 correspondence.
November 15, 2011 - eMail to ETrade, follow-up on prior correspondence.
November 18, 2011 - eMail to Nancy Gegenheimer at the SEC, follow-up on prior correspondence.
November 19, 2011 - eMail to Terri Reicher, Associate General Counsel FINRA, follow-up on prior correspondence.
November 22, 2011 - eMail to Nancy Gegenheimer at the SEC, regarding BCIT's exit fom the Reg SHO list and the suspension of trading.
November 23, 2011 - Letter to shareholders from CEO Thomas Megas regarding the Company's shares.
November 29, 2011 - eMail to Terri Reicher, Associate General Counsel FINRA, follow-up regarding the apparent lack of FINRA's concern to protect investors.
November 30, 2011 - eMail to Nancy Gegenheimer at the SEC, follow-up regarding the apparent lack of SEC's concern to protect investors.
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December 1, 2011 - eMail to Nancy Gegenheimer at the SEC, another follow-up regarding the apparent lack of SEC's concern to protect investors.
December 6, 2011 - eMail to Nancy Gegenheimer at the SEC, regarding the failure of the SEC and FINRA to complete the BCIT to Energy Source, Inc. name change process.
December 6, 2011 - eMail to Murphy & Anderson, P.A., attorneys for Scottrade, informing them that the DTC is no longer the depository for BCIT shares, the transfer agent is Emire Stock Transfer, and that there are BCIT shares and certificates available.
December 7, 2011 - eMail and FAX to Terri Reicher, Associate General Counsel FINRA, asking what the clerical was that caused BCIT to be delisted, and why the name change processing was not completed.
December 7, 2011 - eMail from Terri Reicher, Associate General Counsel FINRA, replying to the December 7 eMail and FAX from Carlton Huxley.
December 7, 2011 - eMail to Terri Reicher, Associate General Counsel FINRA, stating it is clear that FINRA has no interest in protecting investors and that Ms. Reicher will be held accountable.
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January 12, 2012 - PDF of a screen print showing 05968X205 as the current CUSIP number for BCIT.
January 18, 2012 - eMail to Daniel Pilmaier of TD Ameritrade, correcting the false statements he has been telling to TD Ameritrade's customers.
January 18, 2012 - eMail to Jeff Plummer at TD Ameritrade, informing him of the incorrect statements that have been made to TD Ameritrade customers. |
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February 27, 2012 - List of non-DTC-eligible stocks, with BCITX CUSIP 05968X106 on page 114.
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